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Joseph Daniel Neary

Cetera Investment Advisers LLC

El Segundo, CA

San Diego, CA

San Diego, CA

Henderson, NV

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-06-29
NV RA APPROVED 2023-06-29
  • CA RA
    APPROVED
    Since 2023-06-29
  • NV RA
    APPROVED
    Since 2023-06-29

Branch Locations

2301 Rosecrans Ave #5100, El Segundo, CA 90245 • United States

655 W Broadway 12Th Fl, San Diego, CA 92101 • United States

655 W Broadway12Th Fl, San Diego, CA 92101 • United States

Henderson, NV • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Wealth Services, Llc El Segundo CA 10/2014 Present
Cetera Advsiors Llc Denver CO 10/2014 Present
Cetera Financial Specialists Llc Schaumburg IL 10/2014 Present
Cetera Investment Services Llc Saint Cloud MN 10/2014 Present
Summit Brokerage Services, Inc. Boca Raton FL 10/2016 Present
First Allied Securities, Inc. San Diego CA 10/2016 09/2022
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
Avantax Investment Services San Diego CA 01/2024 09/2025
Cetera Advisors Llc St. Cloud MN 09/2014 Present
  • 10/2014 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 10/2014 → Present
    Cetera Advsiors Llc
    Denver, CO
  • 10/2014 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 10/2014 → Present
    Cetera Investment Services Llc
    Saint Cloud, MN
  • 10/2016 → Present
    Summit Brokerage Services, Inc.
    Boca Raton, FL
  • 10/2016 → 09/2022
    First Allied Securities, Inc.
    San Diego, CA
  • 06/2023 → Present
    Cetera Investment Advisers Llc
    Schaumburg, IL
  • 01/2024 → 09/2025
    Avantax Investment Services
    San Diego, CA
  • 09/2014 → Present
    Cetera Advisors Llc
    St. Cloud, MN
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-03-02
  • S66 Uniform Combined State Law Examination
    2012-03-02
Other Names
  • Joseph Daniel Neary
  • Joseph Daniel Neary
  • Joseph Daniel Neary
  • Joseph Daniel Neary

View on SEC IAPD

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