Best Investors
Account
Sign in
Best Investors
Account
Sign in
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-04-03 |
| FL | RA | APPROVED | 2023-03-30 |
Branch Locations
595 South Federal Highway Suite 400, Boca Raton, FL 33432 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Herbert J. Sims & Co., Inc. | Boca Raton | FL | 06/2002 | 03/2023 |
| Morgan Stanley Smith Barney Llc | Boca Raton | FL | 03/2023 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 05/2023 | Present |
*551397 - LifeNet4Families ; Investment related - No ; Fort Lauderdale, Florida ; Health and Welfare ; Board Member, Finance Committee(proprietor, partner, officer, director, employee, trustee, agent) ; 1/2018 ; During business hours : 5 ; After business hours : 5 ; Board member and treasurer of the organization *551399- FINRA; Investment related-No; Boca Raton, Florida; Investment/Finance/Banking; Arbitrator (proprietor, partner, officer, director, employee, trustee, agent); 07/2008; During business hours: 0; After business hours: 0; Other
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-02-04 |
| S63 | Uniform Securities Agent State Law Examination | 1998-03-10 |
Reach out to this advisor