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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2006-10-03
TX RA APPROVED 2006-09-30
  • UT RA
    APPROVED
    Since 2006-10-03
  • TX RA
    APPROVED
    Since 2006-09-30

Branch Locations

6465 S 3000 E Ste 200, Salt Lake City, UT 84121 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research Advisors, Inc Fairfield IA 09/2006 Present
Cambridge Investment Research, Inc Fairfield IA 09/2006 Present
Cambridge Investment Research, Inc Fairfield IA 06/2007 Present
  • 09/2006 → Present
    Fairfield, IA
  • 09/2006 → Present
    Cambridge Investment Research, Inc
    Fairfield, IA
  • 06/2007 → Present
    Cambridge Investment Research, Inc
    Fairfield, IA
Previous Registrations
  • 2001-01-01 → 2006-10-02
    First Western Advisors
    Salt Lake City, UT
    Salt Lake City, UT
Other Businesses

1)INVESTMENT MANAGEMENT CONSULTANTS, 6465 S 3000 E, STE 200, SALT LAKE CITY, UT, 10/2006, PRESIDENT,AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 10/YR-10/TRADING HRS. 2)200 OLD MILL, LLC, 6465 SOUTH 3000 EAST, SUITE 200, SALT LAKE CITY, UT, MEMBER, 10/01/06 NIR PART OWNER OF AN LLC THAT PURCHASED COMMERCIAL REAL ESTATE. OUR TENANT IS INVESTMENT MANAGEMENT CONSULTANTS. THE PURPOSE OF THE BUSINESS IS TO COLLECT RENTAL INCOME FROM REAL ESTATE. 10 HR/YR-2 TRADING HR. 3)RHETT JEPPSON, TIME-SHARE RENTAL (NON-INVESTMENT RELATED), 2233 SOUTH 2000 EAST, SALT LAKE CITY, UT ; START DATE: 1/1/03; 2 HRS/YR, 0 HRS DURING SECURITIES TRADING HRS; OWN A TIMESHARE AT A SKI-RESORT IN PARK CITY, UT. EVERY YEAR I RENT THE WEEK OUT VIA THE INTERNET. 4)INVESTMENT MANAGEMENT CONSULTANTS 6465 SOUTH 3000 EAST, STE 200, SALT LAKE CITY, UT. STARTED 9/30/2006 AS PRESIDENT. INVESTMENT MANAGEMENT CONSULTANTS IS OUR DBA FOR OUR RR AND IAR BUSINESS. SPENDS 40 HR/WK, 8/TRADING. 5)CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 45 HR/WK - 35/TRADING. 10/01/06.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-08-27
S63 Uniform Securities Agent State Law Examination 1998-01-05
  • S65 Uniform Investment Adviser Law Examination
    1999-08-27
  • S63 Uniform Securities Agent State Law Examination
    1998-01-05
Other Names
  • Rhett Jeppson

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