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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2026-08-17 |
| TX | RA | APPROVED_RES | 2026-08-17 |
Branch Locations
40 S. Main St. Suite 1600, Memphis, TN 38103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-06-25 |
| TX | RA | APPROVED_RES | 2022-08-05 |
| TN | RA | APPROVED | 2022-08-04 |
Branch Locations
Inlet Beach, FL • United States
6000 Poplar Ave. Suite 201, Memphis, TN 38119 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| B. Riley Wealth Management | Memphis | TN | 11/2010 | 08/2026 |
| B. Riley Wealth Advisors, Inc. | Memphis | TN | 07/2022 | 08/2026 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Memphis | TN | 08/2026 | Present |
| Bank Of America, N.A. | Memphis | TN | 08/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-03-10 |
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