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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2023-05-15
  • PA RA
    APPROVED
    Since 2023-05-15

Branch Locations

4707 Executive Dr, San Diego, CA 92121-3091 • United States

2007 Route 315 Hwy Ste 200, Pittston, PA 18640-6131 • United States

2007 Route 315 Hwy Ste 200, Pittston, PA 18640 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Triad Advisors, Inc Norcross GA 05/2009 Present
Lpl Financial Llc Pittston PA 05/2023 Present
  • 05/2009 → Present
    Triad Advisors, Inc
    Norcross, GA
  • 05/2023 → Present
    Pittston, PA
Previous Registrations
  • 2009-05-29 → 2023-05-17
    Triad Advisors Llc
    Atlanta, GA
    Pittston, PA
  • 2006-01-13 → 2009-05-29
    Cincinnati Analysts, Inc.
    Cincinnati, OH
    Kingston, PA
  • 2005-08-22 → 2005-12-31
    Plains, PA
Other Businesses

1) 5/2023 - Bucci Financial Services / DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) 2) 5/2023 - Non-Variable Insurance / Investment Related / Pittston, PA - Start date 09/01/1998 - 5 Hrs per month

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-06-10
S63 Uniform Securities Agent State Law Examination 1998-02-06
  • S66 Uniform Combined State Law Examination
    2002-06-10
  • S63 Uniform Securities Agent State Law Examination
    1998-02-06
Designations

View on SEC IAPD

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