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Joshua Klaus Gustafson

Mercer Global Advisors Inc.

Denver, CO

Denver, CO

CRD 2992162

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Employer firm

Mercer Global Advisors Inc. CRD 147363

$84.4B regulatory AUM 87 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Mercer Global Advisors Inc.

1200 17Th Street Suite 2000, Denver, CO 80202 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2026-03-04
LA RA APPROVED 2026-01-27
NV RA APPROVED 2026-01-07
UT RA APPROVED 2025-12-24
CO RA APPROVED 2025-12-23
ID RA APPROVED 2025-12-23
IL RA APPROVED 2025-12-23
IA RA APPROVED 2025-12-23
MN RA APPROVED 2025-12-23
MO RA APPROVED 2025-12-23
OK RA APPROVED 2025-12-23
TX RA APPROVED 2025-12-23
WA RA APPROVED 2025-12-23
  • AZ RA
    APPROVED
    Since 2026-03-04
  • LA RA
    APPROVED
    Since 2026-01-27
  • NV RA
    APPROVED
    Since 2026-01-07
  • UT RA
    APPROVED
    Since 2025-12-24
  • CO RA
    APPROVED
    Since 2025-12-23
  • ID RA
    APPROVED
    Since 2025-12-23
  • IL RA
    APPROVED
    Since 2025-12-23
  • IA RA
    APPROVED
    Since 2025-12-23
  • MN RA
    APPROVED
    Since 2025-12-23
  • MO RA
    APPROVED
    Since 2025-12-23
  • OK RA
    APPROVED
    Since 2025-12-23
  • TX RA
    APPROVED
    Since 2025-12-23
  • WA RA
    APPROVED
    Since 2025-12-23

Branch Locations

1200 17Th Street Suite 2000, Denver, CO 80202 • United States

1200 17Th Street Suite 2000, Denver, CO 80202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mercer Global Advisors Inc. Santa Barbara CA 10/2015 12/2017
Mercer Global Advisors Inc. Santa Barbara CA 12/2017 02/2019
Mercer Global Advisors Inc. Denver CO 02/2019 03/2021
Mercer Global Advisors Inc. Denver CO 03/2021 03/2024
Retired Englewood CO 03/2024 12/2025
Mercer Global Advisors Inc. Denver CO 12/2025 Present
Previous Registrations
  • 2008-07-03 → 2024-04-17
    Santa Barbara, CA
    Denver, CO
  • 1998-03-16 → 2008-06-30
    Mercer Advisors
    Santa Barbara, CA
Designations
  • Certified Financial Planner
Other Names
  • Josh Gustafson

View on SEC IAPD

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