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500 Sw 7Th Street Suite 204, Des Moines, IA 50309 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-12-13 |
| IA | RA | APPROVED | 2020-08-19 |
Branch Locations
500 Sw 7Th Street Suite 204, Des Moines, IA 50309 • United States
500 Sw 7Th Street Suite 305, Des Moines, IA 50309 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ymca | Des Moines | IA | 09/2013 | 07/2020 |
| Visionpoint Advisory Group | West Des Moines | IA | 09/2013 | 08/2020 |
| Lpl Financial Llc | West Des Moines | IA | 09/2013 | 08/2020 |
| Ria Advisory Group Llc | Des Moines | IA | 08/2020 | Present |
09/30/2013 - FIXED INSURANCE SALES/ SALE OF NON-VARIABLE INSURANCE/ 2%/ WEST DES MOINES, IA 11/3/2015: A.H. Susanin, L.L.C. - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 01/16/2015 - 40 Hours Per Month During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1998-04-27 |
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