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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
VT RA APPROVED 2025-08-25
TX RA APPROVED_RES 2025-08-19
NY RA APPROVED 2021-05-25
  • VT RA
    APPROVED
    Since 2025-08-25
  • TX RA
    APPROVED_RES
    Since 2025-08-19
  • NY RA
    APPROVED
    Since 2021-05-25

Branch Locations

730 Third Avenue Nyc Regional, New York, NY 10017 • United States

Pearl River, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa-Cref Individual & Institutional Services, Llc New York NY 03/2012 Present
Tiaa New York NY 03/2012 Present
Previous Registrations
  • 2010-07-14 → 2012-03-12
    M&T Securities, Inc.
    Fishkill, NY
    New York, NY
    New York, NY
    Long Island City, NY
    New York, NY
    New York, NY
    New York, NY
    New York, NY
    New York, NY
  • 2006-11-14 → 2010-06-01
    Chase Investment Services Corp.
    Port Chester, NY
    Rye, NY
    Harrison, NY
    Harrison, NY
    Harrison, NY
    Northvale, NJ
    Morristown, NJ
    Rye Brook, NY
Other Businesses

NA POSITION: No Position NATURE: Rental Property-residential house in Chatham, Massachusetts. INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2025 ADDRESS: 1788 Main Street, Chatham MA 02633, United States DESCRIPTION: Joint Owner of house

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1998-03-03
  • S66 Uniform Combined State Law Examination
    1998-03-03
Other Names
  • Paul B Cowie
  • Paul Brian Cowie

View on SEC IAPD

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