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75 State Street Mail Code: Ma-Sst-Inv3, Boston, MA 02109 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-08-18 |
| NJ | RA | APPROVED | 2013-08-23 |
Branch Locations
1322A Paterson Plank Road, Secaucus, NJ 07094 • United States
241 Central Avenue, Jersey City, NJ 07307 • United States
214 Newark Avenue, Jersey City, NJ 07302 • United States
300 Broad Avenue, Palisades Park, NJ 07650 • United States
2253 North Avenue, Scotch Plains, NJ 07076 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Santander Bank, Na | Boston | MA | 08/2013 | Present |
| Santander Securities, Llc | Dorchester | MA | 08/2013 | 12/2022 |
| Santander Securities, Llc | Dorchester | MA | 12/2022 | Present |
1. Afrocuba, musician and musical director, quintet, non-investment related, start date 08/03/1998, Montclair, NJ, 5 hours monthly, less than 1 during trading hours. 2. Chany LLC, sole owner of New Jersey entity for holding of personal property, non-investment related, start date 10/01/2022, Montclair NJ, 1 hour monthly, none during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-11-19 |
| S63 | Uniform Securities Agent State Law Examination | 2012-11-12 |
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