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Michael Robert Preston

New Harbor Financial Group, LLC

Worcester, MA

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Current Employers
New Harbor Financial Group, Llc

146 Main Street Suite 302, Worcester, MA 01608 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2011-02-10
MA RA APPROVED 2011-01-06
  • TX RA
    APPROVED
    Since 2011-02-10
  • MA RA
    APPROVED
    Since 2011-01-06

Branch Locations

146 Main Street Suite 302, Worcester, MA 01608 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New Harbor Financial Group Llc Worcester MA 01/2005 Present
Purshe Kaplan Sterling Investments Albany NY 01/2011 12/2017
Previous Registrations
Other Businesses

FIXED INCOME. INVESTMENT RELATED. 146 MAIN STREET, STE 302 WORCESTER, MA 01608. INSURANCE/FIXED. INSURANCE BROKER. 1/2011. 2 HRS/MO. SELL FIXED ANNUITIES, LIFE INSURANCE, LONG TERM CARE INSURANCE.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1999-12-21
S65 Uniform Investment Adviser Law Examination 1999-12-20
  • S63 Uniform Securities Agent State Law Examination
    1999-12-21
  • S65 Uniform Investment Adviser Law Examination
    1999-12-20
Designations

View on SEC IAPD

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Other Offices

WELLS FARGO CLEARING SERVICES, LLC · WORCESTER, MA
MORGAN STANLEY · Worcester, MA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · WORCESTER, MA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · WORCESTER, MA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WORCESTER, MA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · WORCESTOR, MA
LPL FINANCIAL LLC · WORCESTER, MA
CARL P. SHERR & CO., LLC · WORCESTER, MA

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