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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2011-07-12 |
Branch Locations
2001 Sw 17Th St 2Nd Fl Paddock Park Bldg 100, Ocala, FL 34471 • United States
Ocala, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tack Shack Of Ocala | Ocala | FL | 09/2005 | Present |
| Wachovia Bank, N.A. | Jacksonville | FL | 10/2006 | Present |
| Wells Fargo Advisors Llc | Ocala | FL | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Ocala | FL | 11/2016 | Present |
FARMING; NOT INV RELATED; OCALA, FL; 100% OWNERSHIP; START 1/2010; 14 HRS PER MONTH; 0 HRS DURING TRADING; MANAGE FARM ACTIVITIES. RENTAL PROPERTY, INVT RELATED, LONGBOAT KEY, FL, 100% OWNERSHIP, START DATE 12/14/2019, 1 HR PER MONTH, 0 HRS DURING TRADING, OWNER.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-07-08 |
| S65 | Uniform Investment Adviser Law Examination | 2001-01-22 |
| S63 | Uniform Securities Agent State Law Examination | 1998-01-22 |
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