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Sze Cheung Albert Leung

Ubs Financial Services Inc.

Pasadena, CA

Westminster, CA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-09-28
  • CA RA
    APPROVED
    Since 2022-09-28

Branch Locations

251 South Lake Avenue 10Th Floor, Pasadena, CA 91101 • United States

Westminster, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Ag Central 09/2005 11/2021
Ubs Financial Services Inc Pasadena CA 02/2022 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-09-28
S63 Uniform Securities Agent State Law Examination 1999-12-29
  • S66 Uniform Combined State Law Examination
    2022-09-28
  • S63 Uniform Securities Agent State Law Examination
    1999-12-29
Other Names
  • Sze Cheung Albert Leung
  • Szecheung Albert Leung

View on SEC IAPD

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CMR CAPITAL MANAGEMENT, LLC · PASADENA, CA
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WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · PASADENA, CA
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