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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2015-04-02 |
Branch Locations
2300 E Katella Ave Ste 400, Anaheim, CA 92806-6049 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Anaheim | CA | 03/2015 | Present |
(1) 3/31/2015: BRILLIA ENTERPRISES - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - AT REPORTED BUSINESS LOCATION(S) - START 03/31/2015 - 20% OF TIME SPENT. (2) 3/31/2015: BENCHMARK WEALTH MANAGEMENT - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - AT REPORTED BUSINESS LOCATION(S) - START 12/05/2014 - 100% OF TIME SPENT. (3) 3/31/2015: NO BUSINESS NAME - INV REL - 5700 SCOTCH PINE, YORBA LINDA, CA 92886 - REAL ESTATE RENTAL - START 01/01/2015 - NO TIME SPENT - LANDLORD / RENTAL PROPERTY OWNER. (4) 6/14/2018 - N/A - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date:06/15/2018 - 4 Hours Per Month/0 Hours During Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-02-11 |
| S63 | Uniform Securities Agent State Law Examination | 1998-01-21 |
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