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Olabisi Olugbenga Oduguwa

LPl Financial LLC

Anaheim, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2015-04-02
  • CA RA
    APPROVED
    Since 2015-04-02

Branch Locations

2300 E Katella Ave Ste 400, Anaheim, CA 92806-6049 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Anaheim CA 03/2015 Present
Previous Registrations
  • 2008-09-30 → 2015-04-02
    Glendale, CA
    San Diego, CA
  • 2007-01-22 → 2008-09-29
    Cuna Brokerage Services, Inc.
    Waverly, IA
    Anaheim, CA
    Garden Grove, CA
    La Habra, CA
    Garden Grove, CA
  • 2004-11-18 → 2007-01-24
    Cuso Financial Services, L.P.
    Anaheim, CA
    Anaheim, CA
  • 2003-05-05 → 2004-11-03
    Citicorp Investment Services
    Corona, CA
  • 2002-08-08 → 2003-05-01
    Wamu Investments, Inc.
    Upland, CA
  • 1998-08-24 → 2002-08-08
    Morgan Stanley Dw Inc.
    Santa Ana, CA
Other Businesses

(1) 3/31/2015: BRILLIA ENTERPRISES - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - AT REPORTED BUSINESS LOCATION(S) - START 03/31/2015 - 20% OF TIME SPENT. (2) 3/31/2015: BENCHMARK WEALTH MANAGEMENT - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - AT REPORTED BUSINESS LOCATION(S) - START 12/05/2014 - 100% OF TIME SPENT. (3) 3/31/2015: NO BUSINESS NAME - INV REL - 5700 SCOTCH PINE, YORBA LINDA, CA 92886 - REAL ESTATE RENTAL - START 01/01/2015 - NO TIME SPENT - LANDLORD / RENTAL PROPERTY OWNER. (4) 6/14/2018 - N/A - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date:06/15/2018 - 4 Hours Per Month/0 Hours During Trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-02-11
S63 Uniform Securities Agent State Law Examination 1998-01-21
  • S65 Uniform Investment Adviser Law Examination
    1998-02-11
  • S63 Uniform Securities Agent State Law Examination
    1998-01-21

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