Raymond Zong

Employer firm

Global Wealth Management, LLC CRD 330349

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2015 → 07/2020
  Nationwide Planning Associates,Inc
  Paramus, NJ
• 07/2022 → 01/2024
  Ni Advisors
  Milpitas, CA
• 01/2024 → Present
  Global Wealth Management, Llc
  Lansdale, PA
• 01/2019 → Present
  Main Line Executive Realty
  Bryn Mawr, PA

Previous Registrations

• 2022-07-26 → 2024-01-12
  Ni Advisors
  Milpitas, CA
  Lansdale, PA
  Milpitas, CA
• 2018-01-05 → 2020-07-27
  Npa Asset Management, Llc
  Landsdale, PA
  Fair Lawn, NJ
• 2015-06-09 → 2017-12-31
  Npa Asset Management, Llc
  Fair Lawn, NJ
  Philadelphia, PA
• 2012-11-30 → 2015-06-05
  Kovack Advisors, Inc.
  Lansdale, PA
  Ft. Lauderdale, FL
• 2012-05-22 → 2012-10-22
  Private Advisor Group, Llc
  Lansdale, PA
  Morristown, NJ
• 2006-08-18 → 2012-05-22
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Philadelphia, PA
  Jenkintown, PA
  Blue Bell, PA
• 2002-12-20 → 2006-09-05
  Ubs Financial Services Inc.
  Philadelphia, PA
  Philadelphia, PA
• 2002-06-04 → 2002-12-10
  Morgan Stanley Dw Inc.
  Lawrenceville, NJ

Other Businesses

Real Estate, Life & Health Insurance GA & etc

Exams

• S66 Uniform Combined State Law Examination
  2001-05-26
• S63 Uniform Securities Agent State Law Examination
  1998-07-10

Other Names

• Raymond Zong
• Ray Zong