Inactive

Raymond Zong

Global Wealth Management, LLC

Claim This Profile

Current Employers

Global Wealth Management, Llc

1690 Sumneytown Pike Suite 250, Lansdale, PA 19446 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2024-05-10

PA RA
APPROVED

Since 2024-05-10

Branch Locations

1690 Sumneytown Pike Suite 250, Lansdale, PA 19446 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Nationwide Planning Associates,Inc	Paramus	NJ	07/2015	07/2020
Ni Advisors	Milpitas	CA	07/2022	01/2024
Global Wealth Management, Llc	Lansdale	PA	01/2024	Present
Main Line Executive Realty	Bryn Mawr	PA	01/2019	Present

07/2015 → 07/2020

Nationwide Planning Associates,Inc

Paramus, NJ
07/2022 → 01/2024

Ni Advisors

Milpitas, CA
01/2024 → Present

Global Wealth Management, Llc

Lansdale, PA
01/2019 → Present

Main Line Executive Realty

Bryn Mawr, PA

Previous Registrations

2022-07-26 → 2024-01-12

Ni Advisors

Milpitas, CA

Lansdale, PA

Milpitas, CA
2018-01-05 → 2020-07-27

Npa Asset Management, Llc

Landsdale, PA

Fair Lawn, NJ
2015-06-09 → 2017-12-31

Npa Asset Management, Llc

Fair Lawn, NJ

Philadelphia, PA
2012-11-30 → 2015-06-05

Kovack Advisors, Inc.

Lansdale, PA

Ft. Lauderdale, FL
2012-05-22 → 2012-10-22

Private Advisor Group, Llc

Lansdale, PA

Morristown, NJ
2006-08-18 → 2012-05-22

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Philadelphia, PA

Jenkintown, PA

Blue Bell, PA
2002-12-20 → 2006-09-05

Ubs Financial Services Inc.

Philadelphia, PA

Philadelphia, PA
2002-06-04 → 2002-12-10

Morgan Stanley Dw Inc.

Lawrenceville, NJ

Other Businesses

Real Estate, Life & Health Insurance GA & etc

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2001-05-26
S63	Uniform Securities Agent State Law Examination	1998-07-10

S66 Uniform Combined State Law Examination

2001-05-26
S63 Uniform Securities Agent State Law Examination

1998-07-10

Other Names

Raymond Zong
Ray Zong

View on SEC IAPD

Other Firms

CETERA INVESTMENT ADVISERS LLC

WELLS FARGO CLEARING SERVICES, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

TANNHAUSER FINANCIAL LLC

INTEGRITY INVESTMENT ADVISORS, LLC

CITIZENS SECURITIES, INC.

COMMONWEALTH FINANCIAL NETWORK

STATE FARM INVESTMENT MANAGEMENT CORP.

Other Investors

JOSEPH JOHN OCHOTNY

SUSAN MARIE WALLA

Vincent John Giarrocco

JOSEPH ANTHONY ROMANOSKI

Gregory Malcolm

SEAN CHRISTOPHER WIELAND

MARK BENJAMIN ZINMAN

Other Offices

CETERA INVESTMENT ADVISERS LLC · LANSDALE, PA

CETERA INVESTMENT ADVISERS LLC · NORTH WALES, PA

WELLS FARGO CLEARING SERVICES, LLC · LANSDALE, PA

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · NORTH WALES, PA

TANNHAUSER FINANCIAL LLC · NORTH WALES, PA

INTEGRITY INVESTMENT ADVISORS, LLC · LANSDALE, PA

CITIZENS SECURITIES, INC. · LANSDALE, PA

COMMONWEALTH FINANCIAL NETWORK · North Wales, PA

More in Lansdale, PA

Reviews

Want to share your experience?

Sign in to leave a review

Loading reviews...

Reach out to this advisor