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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 1998-10-22
  • VA RA
    APPROVED
    Since 1998-10-22

Branch Locations

100 Creekside Ln, Winchester, VA 22602 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Winchester VA 09/2005 03/2020
Ameriprise Financial Services, Llc Winchester VA 03/2020 Present
Other Businesses

Board of Directors; First Presbyterian Church; Elder/Deacon; 116 S. Loudoun St.Winchester, VA 22602, , Winchester, VA, 22601; Not Investment-Related; 01/01/2010; 1 to 9 hours per month; 0 during trading hours / Shenandoah Valley Westminster Canterbury; Trustee; 300 Westminster-Canterbury DrWinchester, VA 22603, , Winchester, VA, 22603; Investment-Related; 05/15/2017; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1998-03-10
S65 Uniform Investment Adviser Law Examination 1998-03-10
  • S63 Uniform Securities Agent State Law Examination
    1998-03-10
  • S65 Uniform Investment Adviser Law Examination
    1998-03-10
Designations
Other Names
  • Susan Wahlman

View on SEC IAPD

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