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10603 West Sam Houston Parkway North Suite 450, Houston, TX 77064 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-02-25 |
Branch Locations
10603 West Sam Houston Parkway North Suite 450, Houston, TX 77064 • United States
1 Sugar Creek Center Blvd. Suite 275, Sugar Land, TX 77478 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tom Nguyen & Associates | Sugar Land | TX | 01/1991 | Present |
| Granite Harbor Advisors, Inc. | Houston | TX | 02/2026 | Present |
(1) 5/1991-TOM NGUYEN&ASSOCIATES-PRESIDENT; ACCT & TAX. 175 HRS MO/$2500. (2) APPOINTED W/VARIOUS HEALTH/INS CO (3) 01/2004 LAKEFRONT CORNER INVEST.-REAL ESTATE INVESTMENTS; MEMBER 10HRS MO/$.00 (4) 01/2006-ATC FAMILY LLC; REAL ESTATE INVESTMENTS; MEMBER 10HRS MO/$.00 (5) Brightwater Advisors, LLC, Not Investment-Related, 1 Sugar Creek Center #275, Sugar Land, TX 77478, Real Estate, Owner, Start-10/2015, Spend 1 hour per month, zero hours during securities trading hours, Duties: Accounting/Tax Filing
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1997-12-20 |
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