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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2025-05-22
  • AZ RA
    APPROVED
    Since 2025-05-22

Branch Locations

2812 N Norwalk, Bldg 9 Suite 118, Mesa, AZ 85215 • United States

Cornerstone Wealth Management, Llc

13358 Manchester Road Suite 200, Des Peres, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2014-10-27
  • AZ RA
    APPROVED
    Since 2014-10-27

Branch Locations

2812 N. Norwalk. Bldg #9 Suite #118, Mesa, AZ 85215 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Mesa AZ 10/2014 Present
Cornerstone Wealth Management, Llc Mesa AZ 10/2014 Present
Previous Registrations
Other Businesses

1. 10/23/2014 - CORNERSTONE WEALTH MANAGEMENT - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - Time Spent 50%. 2. 10/23/2014 - No Business Name - Investment Related - Tannery Ct - REAL ESTATE RENTAL - Started 1/1/2007 - Time Spent 1% - SOLE OWNERSHIP - This is a single level, single family, residential rental property. 3. 10/23/2014 - FLORENCIA ITALIA, LLC - Investment Related - Home Based - BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY - 1% - Enity created for tax purposes only for revenue. 4. 4/2/2015 - CORNERSTONE WEALTH MANAGEMENT LLC - Investment Related - At Reported Business Location(s) - REGISTERED INVESTMENT ADVISOR HYBRID - IAR - TIME SPENT 50%. 5. 7/24/2015 - RJD LLC - Investment Related - 2812 N NORWALK, BLDG 9, STE 118, MESA AZ 85215 - REAL ESTATE RENTAL - START 02/01/15 - OWN PROPERTY UNDER THE RJD LLC. 6. 2/14/2023 - Cornerstone Wealth Portfolios - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 2/1/2023 - Time Spent 50%

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1998-02-20
  • S63 Uniform Securities Agent State Law Examination
    1998-02-20
Designations

View on SEC IAPD

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