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60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2026-02-13 |
| TX | RA | APPROVED | 2026-02-13 |
Branch Locations
301 N Main St, Austin, MN 55912 • United States
132 W Broadway, Owatonna, MN 55060 • United States
312 Raintree Rd, Mankato, MN 56001 • United States
103 N Park St, Fairmont, MN 56031 • United States
331 S Broadway, Albert Lea, MN 56007 • United States
115 E Hickory St, Mankato, MN 56001 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | Glendale | AZ | 08/2016 | 11/2016 |
| Brainard & Associates Llc | Glendale | AZ | 12/2016 | 09/2018 |
| Allstate Insurance Co | Glendale | AZ | 12/2016 | 05/2023 |
| In The Box Direct Mail Llc | Peoria | AZ | 10/2021 | 12/2023 |
| Brainard & Associates, Llc | Peoria | AZ | 06/2023 | 12/2023 |
| U.S. Bancorp Investments, Inc. | Owatonna | MN | 12/2023 | 02/2026 |
| U.S. Bancorp Advisors, Llc | Owatonna | MN | 02/2026 | Present |
1) Brainard & Associates LLC; Not Investment Related; Owatonna, MN; LLC continuation to accommodate buyout payments from sale of business; Owner; Member; 12/2016; 1 HR/MO; 0 HRS/TRADING; Provide accounting information to CPA. 2) Brainard & Associates LLC d/b/a Revenue Insights; Not Investment-Related; Owatonna, MN; Medical Billing Company; Owner; Managing Member; 12/15/2025; 4 HR/MO; 0 HRS/TRADING; Advising when needed and monthly document preparation for submission to CPA for accounting. Wife will be operating a medical billing business under this LLC.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-11-13 |
| S63 | Uniform Securities Agent State Law Examination | 1998-02-04 |
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