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Joon Hyun Kim

Charles Schwab & Co., Inc.

Pasadena, CA

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-01-26
  • CA RA
    APPROVED
    Since 2022-01-26

Branch Locations

251 S. Lake Ave. Suite 150, Pasadena, CA 91101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tdameritrade Inc Beverly Hills CA 03/2012 12/2022
Charles Schwab & Co., Inc. Pasadena CA 12/2022 Present
Charles Schwab Bank, Ssb Pasadena CA 12/2022 Present
  • 03/2012 → 12/2022
    Tdameritrade Inc
    Beverly Hills, CA
  • 12/2022 → Present
    Charles Schwab & Co., Inc.
    Pasadena, CA
  • 12/2022 → Present
    Charles Schwab Bank, Ssb
    Pasadena, CA
Previous Registrations
  • 2012-03-22 → 2023-09-07
    Td Ameritrade Investment Management, Llc
    Rancho Cucamonga, CA
    Beverly Hills, CA
    Upland, CA
    Pasadena, CA
  • 2012-03-22 → 2022-10-14
    Td Ameritrade, Inc.
    Upland, CA
    Beverly Hills, CA
    Pasadena, CA
    Westlake, TX
  • 2010-10-08 → 2012-03-21
    Morgan Stanley
    Brea, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-10-07
  • S66 Uniform Combined State Law Examination
    2010-10-07
Other Names
  • Tony J Kim
  • Tony Joon Hyun Kim

View on SEC IAPD

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Other Offices

CMR CAPITAL MANAGEMENT, LLC · PASADENA, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PASADENA, CA
STRATEGY ASSET MANAGERS L.L.C. · PASADENA, CA
MML INVESTORS SERVICES, LLC · Pasadena, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · PASADENA, CA
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