Joon Hyun Kim

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

• Financial planning
• Selection of other advisers
• WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2012 → 12/2022
  Tdameritrade Inc
  Beverly Hills, CA
• 12/2022 → Present
  Charles Schwab & Co., Inc.
  Pasadena, CA
• 12/2022 → Present
  Charles Schwab Bank, Ssb
  Pasadena, CA

Previous Registrations

• 2012-03-22 → 2023-09-07
  Td Ameritrade Investment Management, Llc
  Rancho Cucamonga, CA
  Beverly Hills, CA
  Upland, CA
  Pasadena, CA
• 2012-03-22 → 2022-10-14
  Td Ameritrade, Inc.
  Upland, CA
  Beverly Hills, CA
  Pasadena, CA
  Westlake, TX
• 2010-10-08 → 2012-03-21
  Morgan Stanley
  Brea, CA

Exams

• S66 Uniform Combined State Law Examination
  2010-10-07

Other Names

• Tony J Kim
• Tony Joon Hyun Kim