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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-01-19 |
| TX | RA | APPROVED_RES | 2024-01-19 |
Branch Locations
21671 Gateway Center Dr Suite 112, Diamond Bar, CA 91765 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Woodbury Financial Services | Diamond Bar | CA | 12/1997 | 01/2024 |
| Osaic Wealth, Inc. | Diamond Bar | CA | 01/2024 | Present |
1) ENOCH CHUNG, CRTP POSITION: Tax Preparer NATURE: Sole Proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 10 START DATE: 02/01/2018 ADDRESS: 21671 Gateway Center Dr., Suite 112, Diamond Bar CA 91765, United States DESCRIPTION: Tax Preparation 2) ENOCH CHUNG POSITION: Owner NATURE: Rental Property INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2018 ADDRESS: 21671 Gateway Center Dr #112, Diamond Bar CA 91765, United States DESCRIPTION: Rental Property 3) ENOCH CHUNG - FIXED INSURANCE POSITION: Licensed Agent NATURE: Insurance Sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 4 START DATE: 03/01/1998 ADDRESS: 21671 Gateway Center Dr., Suite 112, Diamond Bar CA 91765, United States DESCRIPTION: Insurance Research/Sales (Traditional Products). I offer various fixed insurance products including fixed annuities or non-variable insurance including, but not limited to, life, accident, health, dental, disability income, and long-term care.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-12-11 |
| S63 | Uniform Securities Agent State Law Examination | 1998-01-06 |
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