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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-01-19
TX RA APPROVED_RES 2024-01-19
  • CA RA
    APPROVED
    Since 2024-01-19
  • TX RA
    APPROVED_RES
    Since 2024-01-19

Branch Locations

21671 Gateway Center Dr Suite 112, Diamond Bar, CA 91765 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Woodbury Financial Services Diamond Bar CA 12/1997 01/2024
Osaic Wealth, Inc. Diamond Bar CA 01/2024 Present
  • 12/1997 → 01/2024
    Woodbury Financial Services
    Diamond Bar, CA
  • 01/2024 → Present
    Diamond Bar, CA
Previous Registrations
  • 2005-02-15 → 2024-01-19
    Woodbury Financial Services, Inc.
    Diamond Bar, CA
    Diamond Bar, CA
Other Businesses

1) ENOCH CHUNG, CRTP POSITION: Tax Preparer NATURE: Sole Proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 10 START DATE: 02/01/2018 ADDRESS: 21671 Gateway Center Dr., Suite 112, Diamond Bar CA 91765, United States DESCRIPTION: Tax Preparation 2) ENOCH CHUNG POSITION: Owner NATURE: Rental Property INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2018 ADDRESS: 21671 Gateway Center Dr #112, Diamond Bar CA 91765, United States DESCRIPTION: Rental Property 3) ENOCH CHUNG - FIXED INSURANCE POSITION: Licensed Agent NATURE: Insurance Sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 4 START DATE: 03/01/1998 ADDRESS: 21671 Gateway Center Dr., Suite 112, Diamond Bar CA 91765, United States DESCRIPTION: Insurance Research/Sales (Traditional Products). I offer various fixed insurance products including fixed annuities or non-variable insurance including, but not limited to, life, accident, health, dental, disability income, and long-term care.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-12-11
S63 Uniform Securities Agent State Law Examination 1998-01-06
  • S65 Uniform Investment Adviser Law Examination
    2003-12-11
  • S63 Uniform Securities Agent State Law Examination
    1998-01-06
Designations
Other Names
  • Enoch Chi Cheung Chung

View on SEC IAPD

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