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Norma Manlapaz Cunanan

LPl Financial LLC

Pasadena, CA

Glendale, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-06-05
OH RA APPROVED 2025-06-05
  • CA RA
    APPROVED
    Since 2025-06-05
  • OH RA
    APPROVED
    Since 2025-06-05

Branch Locations

70 S. Lake Ave. Ste. 700, Pasadena, CA 91101 • United States

Glendale, CA • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Western International Securities, Inc. Pasadena CA 04/2013 06/2025
Lpl Financial Llc Pasadena CA 06/2025 Present
  • 04/2013 → 06/2025
    Western International Securities, Inc.
    Pasadena, CA
  • 06/2025 → Present
    Lpl Financial Llc
    Pasadena, CA
Previous Registrations
  • 2013-04-25 → 2025-06-05
    Western International Securities, Inc.
    Pasadena, CA
    Pasadena, CA
  • 2009-06-01 → 2013-04-23
    Morgan Stanley
    Glendale, CA
    Pasadena, CA
    Pasadena, CA
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Glendale, CA
  • 2000-01-04 → 2007-04-02
    Morgan Stanley Dw Inc.
    Beverly Hls, CA
    Beverly Hills, CA
    Glendale, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-06
S63 Uniform Securities Agent State Law Examination 1998-05-08
  • S65 Uniform Investment Adviser Law Examination
    1999-12-06
  • S63 Uniform Securities Agent State Law Examination
    1998-05-08
Other Names
  • Norma M. Cunanan
  • Norma Cunanan

View on SEC IAPD

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