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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2021-01-20
MD RA APPROVED 2019-09-03
TX RA APPROVED 2019-08-30
  • VA RA
    APPROVED
    Since 2021-01-20
  • MD RA
    APPROVED
    Since 2019-09-03
  • TX RA
    APPROVED
    Since 2019-08-30

Branch Locations

200 Westgate Cir Ste 400, Annapolis, MD 21401 • United States

8045 Leesburg Pike Ste 500, Vienna, VA 22182 • United States

Edgewater, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Annapolis MD 07/2009 08/2019
Bank Of America,N.A. Annapolis MD 06/2011 08/2019
Ameriprise Financial Services, Inc Annapolis MD 08/2019 03/2020
Ameriprise Financial Services, Llc Annapolis MD 03/2020 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-04-25
S63 Uniform Securities Agent State Law Examination 1999-07-06
  • S65 Uniform Investment Adviser Law Examination
    2000-04-25
  • S63 Uniform Securities Agent State Law Examination
    1999-07-06

View on SEC IAPD

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