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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-04-14 |
| UT | RA | APPROVED | 2013-09-12 |
Branch Locations
299 S Main St 7Th Fl [Mk/Me-Rbo], Salt Lake City, UT 84111 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Optioniq | Salt Lake City | UT | 05/2013 | Present |
| Wells Fargo Advisors, Llc | Salt Lake City | UT | 08/2013 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Salt Lake City | UT | 11/2016 | Present |
POWER OF ATTORNEY FOR FATHER, INV RELATED, NORTH SALT LAKE, UT, START: 10/12/2023, 0 HOURS A MONTH, 0 HOURS DURING TRADING.; POWER OF ATTORNEY FOR MOTHER, INV RELATED, SALT LAKE CITY, UT, START: 10/12/2023, 0 HOURS A MONTH, 0 HOURS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-11-12 |
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