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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-04-14
UT RA APPROVED 2013-09-12
  • TX RA
    APPROVED_RES
    Since 2015-04-14
  • UT RA
    APPROVED
    Since 2013-09-12

Branch Locations

299 S Main St 7Th Fl [Mk/Me-Rbo], Salt Lake City, UT 84111 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Optioniq Salt Lake City UT 05/2013 Present
Wells Fargo Advisors, Llc Salt Lake City UT 08/2013 11/2016
Wells Fargo Clearing Services, Llc Salt Lake City UT 11/2016 Present
  • 05/2013 → Present
    Optioniq
    Salt Lake City, UT
  • 08/2013 → 11/2016
    Wells Fargo Advisors, Llc
    Salt Lake City, UT
  • 11/2016 → Present
    Salt Lake City, UT
Previous Registrations
Other Businesses

POWER OF ATTORNEY FOR FATHER, INV RELATED, NORTH SALT LAKE, UT, START: 10/12/2023, 0 HOURS A MONTH, 0 HOURS DURING TRADING.; POWER OF ATTORNEY FOR MOTHER, INV RELATED, SALT LAKE CITY, UT, START: 10/12/2023, 0 HOURS A MONTH, 0 HOURS DURING TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-11-12
  • S66 Uniform Combined State Law Examination
    2012-11-12
Other Names
  • Tawnya Lynn Gibson

View on SEC IAPD

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