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James Matthew Gleason

Ameriprise Financial Services, LLC

Columbus, OH

Dublin, OH

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-07-13
OH RA APPROVED 1999-09-18
  • TX RA
    APPROVED
    Since 2018-07-13
  • OH RA
    APPROVED
    Since 1999-09-18

Branch Locations

445 Hutchinson Ave Ste 500, Columbus, OH 43235 • United States

Dublin, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Worthington OH 09/2005 03/2020
Ameriprise Financial Services, Llc Columbus OH 03/2020 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-10-08
  • S66 Uniform Combined State Law Examination
    2012-10-08
Other Names
  • Jim Gleason
  • Jamie Gleason

View on SEC IAPD

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W&S BROKERAGE SERVICES, INC.
RBC CAPITAL MARKETS, LLC

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HEATHER LYNN WITTEN
BRENT WAGNER
BRIAN ALOYSIUS CARRETTA
ANDREW C WAGES
Alan Robert Beymer

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · COLUMBUS, OH
EDELMAN FINANCIAL ENGINES · COLUMBUS, OH
ACCOLADE ASSET/LIABILITY ADVISORY SERVICES · COLUMBUS, OH
SIGNATURE EQUITY PARTNERS, LLC · Columbus, OH
STRATEGIC ADVISERS LLC · COLUMBUS, OH
PARK AVENUE SECURITIES LLC · COLUMBUS, OH
W&S BROKERAGE SERVICES, INC. · Columbus, OH
AMERIPRISE FINANCIAL SERVICES, LLC · COLUMBUS, OH

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