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Connie Marie Behrendt

Ameriprise Financial Services, LLC

Green Bay, WI

De Pere, WI

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2005-11-21
  • WI RA
    APPROVED
    Since 2005-11-21

Branch Locations

601 Willard Dr, Green Bay, WI 54304-5236 • United States

De Pere, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Green Bay WI 04/2000 03/2020
Ameriprise Financial Services, Llc Green Bay WI 03/2020 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-11-19
S63 Uniform Securities Agent State Law Examination 1998-10-23
  • S66 Uniform Combined State Law Examination
    2005-11-19
  • S63 Uniform Securities Agent State Law Examination
    1998-10-23
Other Names
  • Connie M Moser
  • Connie Marie Moser
  • Connie M Marx
  • Connie Marie Behrendt

View on SEC IAPD

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AMERIPRISE FINANCIAL SERVICES, LLC · GREEN BAY, WI
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