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Sam L Friday

J.P. Morgan Securities LLC

Shreveport, LA

Bossier City, LA

Shreveport, LA

Shreveport, LA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-09-20
LA RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2013-09-20
  • LA RA
    APPROVED
    Since 2012-10-01

Branch Locations

150 Freestate Boulevard, Shreveport, LA 71107 • United States

2039 Airline Drive, Bossier City, LA 71111 • United States

5959 W. 70Th Street, Shreveport, LA 71129 • United States

9096 Mansfield Road, Shreveport, LA 71118 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Bossier City LA 10/2012 Present
Jpmorgan Chase Bank, N.A. Bossier City LA 12/2017 Present
Previous Registrations
  • 2007-09-06 → 2012-10-01
    Chase Investment Services Corp.
    Shreveport, LA
    Bossier City, LA
    Shreveport, LA
    Shreveport, LA
    Bossier City, LA
    Shreveport, LA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-08-30
S63 Uniform Securities Agent State Law Examination 1998-01-08
  • S66 Uniform Combined State Law Examination
    2007-08-30
  • S63 Uniform Securities Agent State Law Examination
    1998-01-08
Other Names
  • Sam L Friday
  • Sam Lyle Friday

View on SEC IAPD

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RAYMOND JAMES & ASSOCIATES, INC. · SHREVEPORT, LA
CYPRESS FUND MANAGEMENT, LLC · SHREVEPORT, LA
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · SHREVEPORT, LA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SHREVEPORT, LA
ADKINS SEALE CAPITAL MANAGEMENT LLC · SHREVEPORT, LA
HMV WEALTH ADVISORS, LLC · SHREVEPORT, LA
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