Heather Lynn Klutznick

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/1999 → 11/2017
  National Planning Corporation
  Denver, CO
• 11/2015 → Present
  Trilogy Capital, Inc.
  Denver, CO
• 11/2017 → Present
  Lpl Financial Llc
  Denver, CO
• 03/1999 → Present
  Trilogy Financial Services
  Denver, CO

Previous Registrations

• 2003-04-01 → 2017-11-29
  National Planning Corporation
  Denver, CO
  Los Angeles, CA

Other Businesses

1. 12/05/2017 - Trilogy Capital Inc. - Investment Related - At Reported Business Location(s) - ORIA/Financial Planning - Investment Advisor Representative. 2. 5/9/2018 - Trilogy Capital, Inc. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 05/04/2018 - 80 Hours Per Month During Securities Trading - I provide investment advisory services through Trilogy Capital, Inc., an independent investment advisor firm. I started this business activity in 1/2018. I expect to spend approximately 120 hours per month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 8/1/2018 - Trilogy Financial - Investment Related - At Reported Business Location(s) - Non-Variable Insurance. 4. 8/1/2018 - Trilogy Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business).

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-06
• S63 Uniform Securities Agent State Law Examination
  1997-12-05

Other Names

• Heather Lynn Huston