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1520 West Canal Court Suite 100, Littleton, CO 80120 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2024-01-11 |
Branch Locations
1520 West Canal Court Suite 100, Littleton, CO 80120 • United States
Hillsborough, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Premier College Funding, Llc | Hillsborough | NJ | 09/2012 | 12/2018 |
| Insight Private Advisors, Llc | Flemington | NJ | 09/2012 | 12/2018 |
| Purshe Kaplan Sterling Investments | Albany | NY | 05/2016 | 12/2018 |
| Apw Capital, Inc. | Rockaway | NJ | 01/2019 | Present |
| Main Street Private Advisors | Hillsborough | NJ | 01/2019 | 10/2019 |
| Nielsen Financial Group | Hillsborough | NJ | 10/2019 | Present |
| Tucker Asset Management Llc | Littleton | CO | 01/2024 | Present |
1.) Nielsen Financial Group; Investment-Related; Hillsborough, NJ; Using DBA for investments, insurance, 529's, etc; Senior Financial Advisor; Start date: 10/25/2019; Approximately 160 hrs/month with all hours during securities trading hours. 2.) Nielsen Financial Group; Investment-Related; Hillsborough, NJ; Insurance Agent; Start date: 1/2/2019; Time spent: approximately 20 hours/month. Service/Duties: fixed and traditional insurance products - both group and individual. Includes life, disability, LTC, fixed annuities, benefit plans, etc.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-12-22 |
| S63 | Uniform Securities Agent State Law Examination | 1999-02-08 |
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