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Current Employers
Tucker Asset Management Llc

1520 West Canal Court Suite 100, Littleton, CO 80120 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-01-11
  • NJ RA
    APPROVED
    Since 2024-01-11

Branch Locations

1520 West Canal Court Suite 100, Littleton, CO 80120 • United States

Hillsborough, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Premier College Funding, Llc Hillsborough NJ 09/2012 12/2018
Insight Private Advisors, Llc Flemington NJ 09/2012 12/2018
Purshe Kaplan Sterling Investments Albany NY 05/2016 12/2018
Apw Capital, Inc. Rockaway NJ 01/2019 Present
Main Street Private Advisors Hillsborough NJ 01/2019 10/2019
Nielsen Financial Group Hillsborough NJ 10/2019 Present
Tucker Asset Management Llc Littleton CO 01/2024 Present
  • 09/2012 → 12/2018
    Premier College Funding, Llc
    Hillsborough, NJ
  • 09/2012 → 12/2018
    Insight Private Advisors, Llc
    Flemington, NJ
  • 05/2016 → 12/2018
    Purshe Kaplan Sterling Investments
    Albany, NY
  • 01/2019 → Present
    Apw Capital, Inc.
    Rockaway, NJ
  • 01/2019 → 10/2019
    Main Street Private Advisors
    Hillsborough, NJ
  • 10/2019 → Present
    Nielsen Financial Group
    Hillsborough, NJ
  • 01/2024 → Present
    Littleton, CO
Previous Registrations
  • 2019-01-03 → 2024-01-02
    Hillsburough, NJ
    Totowa, NJ
  • 2014-03-04 → 2018-12-31
    Insight Private Advisors, Llc
    Bridgewater, NJ
  • 2012-09-07 → 2015-10-29
    Hillsborough, NJ
    Bridgewater, NJ
    Hillsborough, NJ
    Bridgewater, NJ
  • 2012-09-28 → 2014-12-12
    Premier College Funding
    Flemington, NJ
  • 2006-01-10 → 2012-09-10
    Financial West Group
    Traverse City, MI
    Hillsborough, NJ
    Hillsborough, NJ
    Hillsborough, NJ
Other Businesses

1.) Nielsen Financial Group; Investment-Related; Hillsborough, NJ; Using DBA for investments, insurance, 529's, etc; Senior Financial Advisor; Start date: 10/25/2019; Approximately 160 hrs/month with all hours during securities trading hours. 2.) Nielsen Financial Group; Investment-Related; Hillsborough, NJ; Insurance Agent; Start date: 1/2/2019; Time spent: approximately 20 hours/month. Service/Duties: fixed and traditional insurance products - both group and individual. Includes life, disability, LTC, fixed annuities, benefit plans, etc.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-12-22
S63 Uniform Securities Agent State Law Examination 1999-02-08
  • S65 Uniform Investment Adviser Law Examination
    2005-12-22
  • S63 Uniform Securities Agent State Law Examination
    1999-02-08
Designations
Other Names
  • Martin Robert Nielsen

View on SEC IAPD

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