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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2006-10-09 |
| PA | RA | APPROVED | 2003-10-08 |
Branch Locations
5 E Germantown Pike, Plymouth Meeting, PA 19462-1539 • United States
Penn Valley, PA • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Plymouth Meeting | PA | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Plymouth Meeting | PA | 03/2020 | Present |
Business Ownership; Ashford Consulting, LLC; ; An LLC established to own the real estate my financial planning practice. No other activities.; 5 East Germantown Pike, Plymouth Meeting, PA., ,; Not Investment-Related; 10/16/2015; 1 to 9 hours per month; 1 to 9 during trading hours / Ashford Wealth Advisors, LLC; ; A legal entity established to provide payroll for our financial planning practice.; 5 East Germantown Pike Plymouth Meeting, PA. 19072, ,; Not Investment-Related; 06/14/2016; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-09-29 |
| S63 | Uniform Securities Agent State Law Examination | 1998-01-02 |
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