William D Hennessey

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2020-01-06
KY	RA	APPROVED	2018-09-04

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Tiaa	Cincinnati	OH	07/2015	04/2017
Tiaa-Cref Individual & Institutional Services, Llc	Cincinnati	OH	07/2015	04/2017
Charles Schwab & Co., Inc.	Fort Mitchell	KY	08/2018	Present
Unemployed	Cincinnati	OH	04/2017	08/2018

07/2015 → 04/2017

Tiaa

Cincinnati, OH
07/2015 → 04/2017

Tiaa-Cref Individual & Institutional Services, Llc

Cincinnati, OH
08/2018 → Present

Charles Schwab & Co., Inc.

Fort Mitchell, KY
04/2017 → 08/2018

Unemployed

Cincinnati, OH

2015-07-29 → 2017-04-12

Tiaa-Cref Individual & Institutional Services, Llc

Cincinnati, OH
2014-09-23 → 2015-07-09

Aequitas Investment Management, Llc

Lake Oswego, OR
2007-07-16 → 2014-08-18

Charles Schwab & Co., Inc.

Cincinnati, OH
2005-09-26 → 2007-04-30

Td Ameritrade, Inc.

Cincinnati, OH

Cincinnati, OH
2006-05-18 → 2007-04-30

Td Ameritrade Investment Management, Llc

Cincinnati, OH
2005-06-29 → 2005-10-17

Natcity Investments, Inc.

Cincinnati, OH
2003-12-12 → 2005-06-15

Strategic Advisers Llc

Schaumburg, IL

Code	Exam	Date
S66	Uniform Combined State Law Examination	2003-05-08
S63	Uniform Securities Agent State Law Examination	1997-12-22

Other Firms