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5500 Main Street, Suite 260, Williamsville, NY 14221 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-08 |
Branch Locations
5500 Main Street, Suite 260, Williamsville, NY 14221 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| American Portfolios Financial Services, Inc. | Snyder | NY | 01/2010 | 06/2017 |
| Sole Proprietor | Williamsville | NY | 03/1998 | Present |
| Leigh Baldwin And Co. | Williamsville | NY | 06/2017 | 11/2023 |
| 7 Layton Inc. | Amherst | NY | 08/2016 | Present |
| Emergent Wealth Advisors, Llc | Williamsville | NY | 05/2015 | Present |
| Charles Hanny Advisory, Llc | Williamsville | NY | 01/2023 | Present |
1. 7 LAYTON INC; MULTI-FAMILY RENTAL PROPERTY, 7 LAYTON AVE. AMHERST, NY 14226; MINIMAL HOURS/MONTH SPENT ON ACTIVITY, 0 DURING TRADING HOURS. 08/2016 2. Sole Proprietor. Insurance Sales. Securities Related. Start date 03/1998. Approximately 5% of time spent in these activities. Approx 1 hr/month, 1 hr during securities trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-03-24 |
| S63 | Uniform Securities Agent State Law Examination | 1997-12-16 |
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