Best Investors Account Sign in

Amy Patricia Stebbins

Ubs Financial Services Inc.

Columbia, SC

Claim This Profile
Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2023-09-08
TX RA APPROVED 2023-09-08
  • SC RA
    APPROVED
    Since 2023-09-08
  • TX RA
    APPROVED
    Since 2023-09-08

Branch Locations

1320 Main St, Suite 700, Columbia, SC 29201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lex-Rich School District 5 Chapin SC 08/2015 05/2018
Bb&T Securities Columbia SC 05/2018 06/2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated Columbia SC 07/2020 09/2023
Bank Of America, N.A. Columbia SC 07/2023 09/2023
Ubs Financial Services Colombia SC 09/2023 Present
  • 08/2015 → 05/2018
    Lex-Rich School District 5
    Chapin, SC
  • 05/2018 → 06/2020
    Bb&T Securities
    Columbia, SC
  • 07/2020 → 09/2023
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Columbia, SC
  • 07/2023 → 09/2023
    Bank Of America, N.A.
    Columbia, SC
  • 09/2023 → Present
    Ubs Financial Services
    Colombia, SC
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-03-29
S63 Uniform Securities Agent State Law Examination 2019-02-11
S66 Uniform Combined State Law Examination 1998-02-16
  • S65 Uniform Investment Adviser Law Examination
    2019-03-29
  • S63 Uniform Securities Agent State Law Examination
    2019-02-11
  • S66 Uniform Combined State Law Examination
    1998-02-16
Other Names
  • Amy P Szymanski
  • Amy Patricia Szymanski
  • Amy Patricia Stebbins
  • Amy Stebbins
  • Amy Szymanski

View on SEC IAPD

Other Firms

INDEPENDENT ADVISOR ALLIANCE, LLC
APOLLON WEALTH MANAGEMENT, LLC
ABACUS PLANNING GROUP, INC.
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
PARK AVENUE SECURITIES LLC
EDWARD JONES
CAPITAL CONSULTING GROUP, INC
BEERS KIGHT FINANCIAL ADVISORS, LLC

Other Investors

STEPHANIE YAUN VOKRAL
Kevin Raphael Kelly
BRADLEY K HUMPHRIES
DAVID SAMUEL PALKOVITZ
CHARLES BAYS FLOWERS
SUSAN AMICK MCCANTS
XIMENA ALEXANDRA CHASTAIN
CORINNE SHERIDAN HANNA

Other Offices

INDEPENDENT ADVISOR ALLIANCE, LLC · Columbia, SC
APOLLON WEALTH MANAGEMENT, LLC · Columbia, SC
ABACUS PLANNING GROUP, INC. · COLUMBIA, SC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · COLUMBIA, SC
PARK AVENUE SECURITIES LLC · COLUMBIA, SC
EDWARD JONES · COLUMBIA, SC
CAPITAL CONSULTING GROUP, INC · COLUMBIA, SC
BEERS KIGHT FINANCIAL ADVISORS, LLC · COLUMBIA, SC

More in Columbia, SC

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor