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Kristin Dianne Fletcher

Rockefeller Financial LLC

New York, NY

Stamford, CT

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Current Employers
Rockefeller Financial Llc

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2024-07-02
TX RA APPROVED_RES 2024-07-02
  • CT RA
    APPROVED
    Since 2024-07-02
  • TX RA
    APPROVED_RES
    Since 2024-07-02

Branch Locations

45 Rockefeller Plaza, New York, NY 10111 • United States

300 First Stamford Place Suite 230, Stamford, CT 06902 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Neuberger Berman, Llc New York NY 06/1998 07/2022
Rockefeller Financial Llc Stamford CT 07/2024 Present
Unemployed Stamford CT 08/2022 06/2024
  • 06/1998 → 07/2022
    Neuberger Berman, Llc
    New York, NY
  • 07/2024 → Present
    Rockefeller Financial Llc
    Stamford, CT
  • 08/2022 → 06/2024
    Unemployed
    Stamford, CT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-08-01
S63 Uniform Securities Agent State Law Examination 1998-01-29
  • S66 Uniform Combined State Law Examination
    2023-08-01
  • S63 Uniform Securities Agent State Law Examination
    1998-01-29
Other Names
  • Kristin Dianne Coppola

View on SEC IAPD

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