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Rodger Adam Hoofnagle

Tiaa-Cref Individual & Institutional Services, LLC

Houston, TX

Cypress, TX

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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-04-20
  • TX RA
    APPROVED
    Since 2016-04-20

Branch Locations

6400 Fannin Street Suite 2450, Houston, TX 77030 • United States

Cypress, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa Houston TX 01/2016 Present
Tiaa-Cref Individual & Institutional Services, Llc Houston TX 01/2016 Present
Previous Registrations
  • 2009-03-02 → 2015-09-15
    Curian Capital, Llc
    Denver, CO
  • 2007-12-17 → 2009-02-17
    Kestra Investment Services, Llc
    Austin, TX
  • 2005-09-06 → 2007-08-20
    Curian Capital, Llc
    Denver, CO
  • 2000-11-09 → 2004-03-16
    Mutual Service Corporation
    West Palm Beach, FL
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2004-06-09
S65 Uniform Investment Adviser Law Examination 1998-01-20
  • S63 Uniform Securities Agent State Law Examination
    2004-06-09
  • S65 Uniform Investment Adviser Law Examination
    1998-01-20

View on SEC IAPD

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Other Offices

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TSA WEALTH MANAGEMENT · HOUSTON, TX
PEREA CAPITAL · HOUSTON, TX
TRI-STAR ADVISORS, INC. · HOUSTON, TX
HORNOR, TOWNSEND & KENT, LLC · Houston, TX
AMERIPRISE FINANCIAL SERVICES, LLC · Houston, TX
LPL FINANCIAL LLC · HOUSTON, TX
MARINER INDEPENDENT · Houston, TX

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