Victor Fredrick Newman Ii

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/1997 → Present
  Victor Newman & Company, Llc
  Columbus, OH
• 03/2000 → 08/2020
  Avantax Investment Services, Inc.
  Columbus, OH
• 01/2001 → 08/2020
  Avantax Advisory Services
  Columbus, OH
• 11/2000 → 08/2020
  Avantax Insurance Agency, Llc
  Columbus, OH
• 09/2020 → Present
  Lpl Financial
  Columbus, OH

Previous Registrations

• 2001-01-24 → 2020-09-08
  Avantax Advisory Services
  Columbus, OH

Other Businesses

1. 1/17/2023 - Newman Wealth & Tax Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 08/18/2020 - 120 Hours Per Month/120 Hours During Securities Trading 2. 1/17/2023 - Victor Newman & Company, LLC - Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - Owner - Start Date - 01/26/1998 - 120 Hours Per Month/120 Hours During Securities Trading

Exams

• S66 Uniform Combined State Law Examination
  2000-10-12