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Michael Ernest Greenleaf

Cetera Investment Advisers LLC

Hurricane, WV

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
WV RA APPROVED 2011-12-16
  • WV RA
    APPROVED
    Since 2011-12-16

Branch Locations

23 Chase Dr, Hurricane, WV 25526 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Self-Employed Scott Depot WV 01/1997 Present
Greenleaf & Assoc. Inc. Scott Depot WV 02/1995 Present
Cetera Financial Specialists Llc Schaumburg IL 12/2011 Present
Cetera Investment Advisers Llc Schaumburg IL 12/2011 Present
  • 01/1997 → Present
    Self-Employed
    Scott Depot, WV
  • 02/1995 → Present
    Greenleaf & Assoc. Inc.
    Scott Depot, WV
  • 12/2011 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 12/2011 → Present
    Cetera Investment Advisers Llc
    Schaumburg, IL
Previous Registrations
  • 2007-11-05 → 2011-12-15
    Money Concepts Capital Corp
    Palm Beach Gardens, FL
    Palm Beach Gardens, FL
    Nitro, WV
  • 2007-07-12 → 2007-12-01
    Avantax Advisory Services
    St. Albans, WV
  • 2004-04-08 → 2006-12-19
    Avantax Advisory Services
    St Albens, WV
  • 2001-01-09 → 2001-12-31
    First Montauk Securities Corp.
    Scott Depot, WV
Other Businesses

1) GREENLEAF AND ASSOCIATES INC; NOT INV REL; NITRO, WV; TAX & ACCOUNTING; PRESIDENT; START DATE 2/1/95; 160 HRS/MTH DURING SECURITIES TRADING HRS:

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-03-10
S63 Uniform Securities Agent State Law Examination 1998-04-10
  • S65 Uniform Investment Adviser Law Examination
    1999-03-10
  • S63 Uniform Securities Agent State Law Examination
    1998-04-10
Other Names
  • Michael E Greenleaf

View on SEC IAPD

Other Firms

JA INVESTMENT MANAGEMENT, LLC
MONEY CONCEPTS CAPITAL CORP
J.P. MORGAN SECURITIES LLC
FIFTH THIRD SECURITIES, INC.
MAI CAPITAL MANAGEMENT, LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
EDWARD JONES
LPL FINANCIAL LLC

Other Investors

JOHN E ARTHUR
Whitney Prescott Stricklin
Christopher W Childress
Frances Abrevaya-Jones
Andrew Michael Clark
Jason Scott Moore
DAVID WAYNE LANHAM
ROBERT LEWIS O'DELL

Other Offices

JA INVESTMENT MANAGEMENT, LLC · HURRICANE, WV
MONEY CONCEPTS CAPITAL CORP · Scott Depot, WV
J.P. MORGAN SECURITIES LLC · SCOTT DEPOT, WV
FIFTH THIRD SECURITIES, INC. · HURRICANE, WV
MAI CAPITAL MANAGEMENT, LLC · Hurricane, WV
MAI CAPITAL MANAGEMENT, LLC · Hurricane, WV
STATE FARM INVESTMENT MANAGEMENT CORP. · Hurricane, WV
EDWARD JONES · HURRICANE, WV

More in Hurricane, WV

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