Mark William Pearcy

Current Employers

Employment History

• 11/1997 → 03/2017
  Metlife Securities Inc.
  San Diego, CA
• 03/2017 → 02/2024
  Mml Investors Services, Llc
  San Diego, CA
• 07/2016 → 02/2024
  Massmutual Life Insurance Co
  San Diego, CA
• 02/2024 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 02/2024 → Present
  Sovran Advisors Llc - Crd 329415
  San Diego, CA
• 02/2012 → Present
  Pearcy Financial Partners And Insurance Services
  San Diego, CA

Previous Registrations

• 2017-03-25 → 2024-03-06
  Mml Investors Services, Llc
  San Diego, CA
• 2000-08-30 → 2017-03-25
  Msi Financial Services, Inc.
  San Diego, CA
  San Diego, CA

Other Businesses

1. NAME OF OTHER BUSINESS: SOVRAN ADVISORS LLC - CRD 329415 INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: SEC REGISTERED INVESTMENT ADVISORY FIRM POSITION/TITLE/RELATIONSHIP: INVESTMENT ADVISOR REPRESENTATIVE START DATE: 02/2024 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: FINANCIAL PLANNING AND ASSET MANAGEMENT 2. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 1/1998 APX NUMBER OF HOURS PER WEEK: 4 APX NUMBER OF HOURS DURING TRADING HOURS: 3 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SALES OF LIFE, DISABILITY, ANNUITIES AND LONG-TERM CARE; 3. NAME OF OTHER BUSINESS: SOUTHWESTERN YACHT CLUB INVESTMENT RELATED: NO ADDRESS: 2702 QUALTROUGH STREET, SAN DIEGO, CA 92106 NATURE OF BUSINESS: BOARD FIDUCIARY POSITION START DATE: 12/2023 POSITION/TITLE/RELATIONSHIP: VICE COMMODORE APX NUMBER OF HOURS PER WEEK: 6 APX NUMBER OF HOURS DURING TRADING HOURS: 1 BRIEF DESCRIPTION OF DUTIES: LIAISON TO VARIOUS COMMITTEES AND ASSIST WITH BOARD DECISIONS; 4. NAME OF OTHER BUSINESS: PEARCY FINANCIAL PARTNERS AND INSURANCE SERVICES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: DBA - FINANCIAL PLANNING START DATE: 2/2012 POSITION/TITLE/RELATIONSHIP: PRESIDENT/CEO APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 25 BRIEF DESCRIPTION OF DUTIES: OWNER;

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-10-01
• S63 Uniform Securities Agent State Law Examination
  1998-01-20

Designations

Other Names

• Mark Pearcy
• Mark W Pearcy