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51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2009-06-24 |
Branch Locations
51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Highlands Ranch, CO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Insurance Company | New York | NY | 11/2007 | Present |
RENTAL PROPERTY 9952 MELBOURNE CIRCLE AND 3584 SERAMENTA DRIVE HIGHLANDS RANCH, CO. OWNER/LANDLORD SINCE 07/01/2014. NOT INVESTMENT RELATED. 4 HOURS PER MONTH NOT DURING NORMAL SECURITIES TRADING HOURS. Rental property 1292 Braewood Ave Highlands Ranch, CO 80129 since 7/8/16. 1371 Braewood Ave Highlands Ranch, CO 80129; landlord/property owner; one hour per month not during normal business hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-12-14 |
| S63 | Uniform Securities Agent State Law Examination | 2001-12-29 |
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