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Mimi Dionne Duff

Gentrust

New York, NY

Miami, FL

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Current Employers
Gentrust

1450 Brickell Avenue Suite 3050, Miami, FL 33131 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-02-09
  • NY RA
    APPROVED
    Since 2022-02-09

Branch Locations

900 Third Avenue 35Th Floor, New York, NY 10022 • United States

1450 Brickell Avenue Suite 3050, Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tudor Investment Corporation Greenwich CT 05/2010 09/2016
Kensho Technologies Greenwich CT 09/2017 12/2019
Unemployed Greenwich CT 01/2020 02/2021
Gentrust, Llc New York NY 03/2021 Present
Unemployed New York NY 10/2016 08/2017
  • 05/2010 → 09/2016
    Tudor Investment Corporation
    Greenwich, CT
  • 09/2017 → 12/2019
    Kensho Technologies
    Greenwich, CT
  • 01/2020 → 02/2021
    Unemployed
    Greenwich, CT
  • 03/2021 → Present
    Gentrust, Llc
    New York, NY
  • 10/2016 → 08/2017
    Unemployed
    New York, NY
Other Businesses

Mimi Duff serves as a member of the endowment investment committee of Round Hill Nursery School. Mrs. Duff provides general advice on the overall investment allocation for the Nursery. The address is 466 Round Hill Rd, Greenwich, CT 06831. Ms. Duff spends about 1 hour quarterly on this activity and is not compensated. The Round Hill Nursery School is not affiliated to GenTrust and does not engage in any investment related activities under GenTrust's management or supervision.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-02-09
S63 Uniform Securities Agent State Law Examination 1998-03-24
  • S65 Uniform Investment Adviser Law Examination
    2022-02-09
  • S63 Uniform Securities Agent State Law Examination
    1998-03-24

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