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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2016-01-20 |
Branch Locations
24335 Harper, St. Clair Shores, MI 48080 • United States
23600 Greater Mack, St. Clair Shores, MI 48080 • United States
16100 E. Nine Mile Rd., Eastpointe, MI 48021 • United States
44990 Groesbeck, Clinton Twp., MI 48036 • United States
41240 Hayes, Clinton Twp., MI 48038 • United States
11555 26 Mile, Washington Twp., MI 48094 • United States
53050 Romeo Plank, Macomb, MI 48042 • United States
2032 19 Mile Rd., Sterling Hts., MI 48314 • United States
67225 Gratiot Ave., Richmond, MI 48062 • United States
24300 Little Mack, St. Clair Shores, MI 48080 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First State Bank | St Clair Shores | MI | 08/1985 | Present |
| Lpl Financial Llc | St. Clair Shores | MI | 01/2016 | Present |
(1) 01/15/2016: College Instructor - Outside/W-2 Employment - Not Investment Related - 14500 12 Mile Road, Warren, MI 48088 - Start 01/15/2009 - 8 Hr/Mo; 0 Hour(s) During Securities Trading; 5% Time Spent (2) 01/15/2016: First State Investment Services - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) (3) 09/08/2016: First State Bank - Financial Institution Duty - Investment Related - 24300 Little Mack, St. Clair Shores, MI 48080 - Start 01/19/2016 - 35 Hr/Mo; 35 Hour(s) During Securities Trading - Chief Financial Officer
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-03-18 |
| S63 | Uniform Securities Agent State Law Examination | 1997-12-23 |
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