Seth Alan Gusman

Employer firm

Edelman Financial Engines CRD 104510

$326B regulatory AUM 322,130 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2002 → 10/2017
  T. Rowe Prices Investment Services
  Baltimore, MD
• 10/2017 → 03/2018
  Unemployed
  Baltimore, MD
• 03/2018 → Present
  Business First Funding, Llc
  Baltimore, MD
• 11/2019 → Present
  Financial Engines Advisors L.L.C
  Sunnyvale, CA

Previous Registrations

• 2002-06-03 → 2010-05-21
  T. Rowe Price Advisory Services, Inc.
  Baltimore, MD
  Baltimore, MD

Exams

• S65 Uniform Investment Adviser Law Examination
  2020-06-05
• S66 Uniform Combined State Law Examination
  2000-06-12
• S63 Uniform Securities Agent State Law Examination
  1998-02-12