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Current Employers
Snowden Capital Advisors Llc

540 Madison Ave. 9Th Floor, New York, NY 10022 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2016-02-24
  • CA RA
    APPROVED
    Since 2016-02-24

Branch Locations

750 B Street Suite 3200, San Diego, CA 92101 • United States

540 Madison Ave. 9Th Floor, New York, NY 10022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Snowden Lane Partners San Diego CA 02/2016 Present
  • 02/2016 → Present
    Snowden Lane Partners
    San Diego, CA
Previous Registrations
  • 2011-01-05 → 2016-03-09
    San Diego, CA
    San Diego, CA
    New York, NY
  • 2009-11-10 → 2010-04-22
    Chase Investment Services Corp.
    San Diego, CA
  • 2006-06-19 → 2008-09-24
    Ubs International Inc.
    San Diego, CA
    New York, NY
  • 2005-05-16 → 2006-06-21
    Banc Of America Investment Services, Inc.
    San Diego, CA
    San Diego, CA
Other Businesses

SNOWDEN CAPITAL ADVISORS; INVESTMENT RELATED; 540 MADISON AVE 9TH FLOOR; NEW YORK NY 10022; INTERNATIONAL WEALTH ADVISORY; 12/2015; 128 HRS/MONTH; 112 HRS DURING TRADING El Corridor Group, San Diego, CA 6/1/2022; Owner; Corn husk sales (provide a service between corn husk raw material provider and corn husk for consumer use in restaurants); Non-investment related; Compensation-Yes; 10 hours per month during non-trading hours

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-05-14
  • S66 Uniform Combined State Law Examination
    2005-05-14
Other Names
  • Juan Carlos Moreno
  • Juan Carlos Moreno

View on SEC IAPD

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