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Mark Anthony Gonzalez

Morgan Stanley

New York, NY

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-27
CT RA APPROVED 2020-08-06
TX RA APPROVED_RES 2020-04-23
  • NY RA
    APPROVED
    Since 2021-04-27
  • CT RA
    APPROVED
    Since 2020-08-06
  • TX RA
    APPROVED_RES
    Since 2020-04-23

Branch Locations

1585 Broadway 21St Floor, New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Db Trust Company Americas New York NY 06/2012 04/2020
Deutsche Bank Securities Inc. New York NY 08/2012 04/2020
Morgan Stanley Smith Barney Llc New York NY 04/2020 Present
Morgan Stanley Private Bank, N.A New York NY 04/2020 Present
  • 06/2012 → 04/2020
    Db Trust Company Americas
    New York, NY
  • 08/2012 → 04/2020
    Deutsche Bank Securities Inc.
    New York, NY
  • 04/2020 → Present
    Morgan Stanley Smith Barney Llc
    New York, NY
  • 04/2020 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-08-21
S63 Uniform Securities Agent State Law Examination 2003-12-19
  • S65 Uniform Investment Adviser Law Examination
    2020-08-21
  • S63 Uniform Securities Agent State Law Examination
    2003-12-19
Other Names
  • Mark Anthony Gonzlez

View on SEC IAPD

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Other Offices

ISLET MANAGEMENT, LP · NEW YORK, NY
P2 CAPITAL PARTNERS, LLC · NEW YORK, NY
KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY
BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY
ACORN ADVISORY CAPITAL, L.P. · NEW YORK, NY
COMPASS GROUP LLC · NEW YORK, NY
CRESTVIEW PARTNERS · NEW YORK, NY
LEEDS EQUITY PARTNERS · NEW YORK, NY

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