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Current Employers
Dunham

6256 Greenwich Drive Suite 550, San Diego, CA 92122 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-05-27
  • CA RA
    APPROVED
    Since 2022-05-27

Branch Locations

6256 Greenwich Drive Suite 550, San Diego, CA 92122 • United States

6256 Greenwich Drive Suite 550, San Diego, CA 92122 • UNITED STATES

6256 Greenwich Drive Suite 550, San Diego, CA 92122 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Dunham & Associates Investment Counsel, Inc San Diego CA 12/2003 05/2022
Fidelity Investments Southlake TX 05/2022 05/2022
Dunham & Associates Investment Counsel, Inc. San Diego CA 05/2022 Present
  • 12/2003 → 05/2022
    Dunham & Associates Investment Counsel, Inc
    San Diego, CA
  • 05/2022 → 05/2022
    Fidelity Investments
    Southlake, TX
  • 05/2022 → Present
    Dunham & Associates Investment Counsel, Inc.
    San Diego, CA
Previous Registrations
  • 2006-11-27 → 2022-05-10
    San Diego, CA
    San Diego, CA
    San Diego, CA
Other Businesses

THE FOLLOWING IS CONSIDERED AN INVESTMENT-RELATED ACTIVITY SINCE THE INDIVIDUAL IS ASSOCIATED WITH AN ENTITY THAT PROVIDES INVESTMENT ADVICE RELATED TO SECURITIES AND/OR REAL ESTATE. AGENT, DUNHAM TRUST COMPANY ("DTC") FROM 2006 TO PRESENT. DTC OFFERS TRUSTEE, INVESTMENT MANAGEMENT AND CUSTODIAL SERVICES FOR PERSONAL TRUST ACCOUNTS, EMPLOYEE BENEFIT ACCOUNTS, CUSTODY AND THIRD PARTY AGENCY ACCOUNTS. MR. GITTINGS IS AUTHORIZED TO EXECUTE DOCUMENTS OR AGREEMENTS OR TAKE SUCH ACTION AS MAY BE NECESSARY TO ESTABLISH BANKING, SECURITIES, CREDIT LINES, OR ANY OTHER ACCOUNTS AS NEEDED FOR THE OPERATION OF DTC WITH ANY BANK, BROKERAGE FIRM OR OTHER FINANCIAL INSTITUTION. HE SPENDS LESS THAN 1% OF HIS TIME ACTING IN THIS CAPACITY. DTC IS LOCATED AT 50 N SIERRA ST #201, RENO, NEVADA 89501.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2008-10-30
S65 Uniform Investment Adviser Law Examination 2006-11-25
  • S63 Uniform Securities Agent State Law Examination
    2008-10-30
  • S65 Uniform Investment Adviser Law Examination
    2006-11-25
Other Names
  • Royce Standish Gittings

View on SEC IAPD

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