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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-01-09 |
| VT | RA | APPROVED | 2024-07-05 |
| TX | RA | APPROVED | 2013-11-20 |
| CA | RA | APPROVED | 2010-01-01 |
Branch Locations
4400 Post Oak Parkway Suite 1800, Houston, TX 77027 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Houston | TX | 10/2013 | Present |
| Ubs Financial Services Inc | San Diego | CA | 01/2010 | Present |
Young Living / Distributor / 3125 Executive Parkway / Lehi / UT / United States / 84043 / www.youngliving.com / Distributor of their products / No Active / USD / 2000 / / No / Bridgeland High School Band Boosters,TexasUnited Statesbridgelandband.comEducational EstablishmentEducationAct as Vice President of the band booster club.ActiveMember of Board of directorsSupport the Band and Color Guard Directors in reaching the band program goals, including fundraising, preparing and maintaining an annual budget, organizing committees and providing support. The VP will also work with the President to organize and present at booster meetings, validate checks of the organization by co-signing and support the following committees: Chaperones, Color Guard, Meals and Refreshments and Uniforms.s, as member of a audit committeeStart Date-7/21/2025 Bridgeland High School Band Boosters ,Mason Road Cypress Texas United States , Educational Establishment , Education , Act as President Elect of the band booster club, a non profit entity Active Member of Board of directors ,Support the Band and Color Guard Directors in reaching the band program goals, including fundraising, preparing and maintaining an annual budget, organizing committees and providing support. The PE will also work with the President to organize and present at booster meetings, validate checks of the organization by co-signing and support the following committees: Fundraising, Merchandise, Props & Equipment and Percussion., Yes, as member of a audit committee, Start date 7/1/2026
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-09-14 |
| S63 | Uniform Securities Agent State Law Examination | 2000-05-01 |
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