Kristina Lyn Price

Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2009 → Present
  Stifel, Nicolaus & Company, Incorporated
  Waterloo, IA

Previous Registrations

• 2006-09-12 → 2009-08-14
  Ubs Financial Services Inc.
  Waterloo, IA

Other Businesses

1. Spangler Cemetery Association;P.O. Box 131 Aurora IA 50607; Cemetery Association; Director; Attend annual meetings; 5/6/19; 2 Hours Per Year; Not during securities trading hours; Not Investment-Related. 2. Secretary of State Notary Division; Lucas Building, 1st Floor, Des Moines, IA 50319; Notary; Assist clients with notary requests; 06/18/2020; 0 Hours per Day; During Securities Trading Hours; Not Investment-Related.

Exams

• S66 Uniform Combined State Law Examination
  2006-09-11
• S65 Uniform Investment Adviser Law Examination
  1999-12-20
• S63 Uniform Securities Agent State Law Examination
  1998-02-12

Other Names

• Kristina Lyn Yeoman
• Kristina Lyn Hoaglund
• Kristina Lyn Johnson