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Jonathan Anderson Barter

Ubs Financial Services Inc.

New York, NY

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
ME RA APPROVED 2024-09-13
NY RA APPROVED 2021-10-26
TX RA APPROVED 2014-08-27
  • ME RA
    APPROVED
    Since 2024-09-13
  • NY RA
    APPROVED
    Since 2021-10-26
  • TX RA
    APPROVED
    Since 2014-08-27

Branch Locations

299 Park Avenue 8Th Floor, New York, NY 10171 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. New York NY 08/2014 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-06-25
S63 Uniform Securities Agent State Law Examination 1998-04-01
  • S65 Uniform Investment Adviser Law Examination
    1998-06-25
  • S63 Uniform Securities Agent State Law Examination
    1998-04-01
Other Names
  • Jonathan Anderson Barter

View on SEC IAPD

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