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Mark Alan Erhardt

Rbc Capital Markets, LLC

Bangor, ME

Orono, ME

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-01-13
ME RA APPROVED 2013-04-22
  • TX RA
    APPROVED
    Since 2016-01-13
  • ME RA
    APPROVED
    Since 2013-04-22

Branch Locations

23 Water Street Suite 303, Bangor, ME 04401-6373 • United States

Orono, ME • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Bangor ME 04/2013 Present
City National Bank Bangor ME 06/2022 Present
Previous Registrations
  • 2009-06-01 → 2013-05-07
    Morgan Stanley
    Bangor, ME
  • 2007-06-22 → 2009-06-01
    Morgan Stanley & Co. Llc
    Bangor, ME
  • 2002-11-08 → 2007-06-26
    A. G. Edwards & Sons, Inc.
    Bangor, ME
    Bangor, ME
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-06-10
S63 Uniform Securities Agent State Law Examination 1998-02-04
  • S66 Uniform Combined State Law Examination
    2002-06-10
  • S63 Uniform Securities Agent State Law Examination
    1998-02-04
Designations
Other Names
  • Mark Alan Erhardt

View on SEC IAPD

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Other Offices

UBS FINANCIAL SERVICES INC. · BANGOR, ME
UBS FINANCIAL SERVICES INC. · BANGOR, ME
AMERIPRISE FINANCIAL SERVICES, LLC · Bangor, ME
MML INVESTORS SERVICES, LLC · BANGOR, ME
OSAIC WEALTH, INC. · BANGOR, ME
USA FINANCIAL SECURITIES LLC · Bangor, ME
LPL FINANCIAL LLC · BANGOR, ME
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