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Current Employers
Transamerica Financial Advisors, Llc

Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-10-02
CA RA APPROVED 2018-02-22
  • TX RA
    APPROVED_RES
    Since 2024-10-02
  • CA RA
    APPROVED
    Since 2018-02-22

Branch Locations

6050 Santo Road Suite 100-C, San Diego, CA 92124 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wfgia San Diego CA 06/2001 Present
Tuan Le San Diego CA 10/1997 Present
Transamerica Financial Advisors, Llc San Diego CA 01/2012 Present
Uyen Phuong Pham Paik Tax Preparation San Diego CA 12/2012 Present
Health Insurance San Francisco CA 04/2013 Present
F3 Insurance Services Llc San Diego CA 02/2016 Present
  • 06/2001 → Present
    Wfgia
    San Diego, CA
  • 10/1997 → Present
    Tuan Le
    San Diego, CA
  • 01/2012 → Present
    San Diego, CA
  • 12/2012 → Present
    Uyen Phuong Pham Paik Tax Preparation
    San Diego, CA
  • 04/2013 → Present
    Health Insurance
    San Francisco, CA
  • 02/2016 → Present
    F3 Insurance Services Llc
    San Diego, CA
Other Businesses

Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. UYEN PHUONG PHAM PAIK TAX PREPARATION,6050 SANTO ROAD SUITE 100-T,SAN DIEGO CA 92124,START DATE 12/22/2012,NON INVESTMENT RELATED,SOLE OWNER , 60HRS PER MONTH HEALTH INSURANCE, NON INVESTMENT RELATED, 50 BEALE STREET,SAN FRANCISCO, CA 94105, HEALTH AGENT, 12HRS/MTH Health Insurance/No; 50 Beale St. San Francisco, CA 94105; Health Agent; This is a health insurance company. They provide individual and group health insurance plans to the public/The products are individual and group health insurance plans. F3 Insurance Services, LLC; no; 6050 Santo Rd. Suite 100-T San Diego, CA 92124; Independent Contractor; 2/05/2016; 20 hrs/month; 1 during sec. trading; Market Health Insurance products and service clients; approved with restrictions; Tuan Le / 1097-Present / Investment Related: Yes / San Diego CA / Clerical Support - Admin / Hrs Work Monthly: 50% / Sec Trading Hrs: 50% / I provide clerical support

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-01-17
S63 Uniform Securities Agent State Law Examination 1997-11-26
  • S65 Uniform Investment Adviser Law Examination
    2018-01-17
  • S63 Uniform Securities Agent State Law Examination
    1997-11-26
Other Names
  • Uyen Phuong Vu Pham
  • Phuong Uyen Pham

View on SEC IAPD

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