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Daniel Charles Hauschild

Tcfg Investment Advisors, LLC

Laguna Niguel, CA

Wilmington, DE

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Current Employers
Tcfg Investment Advisors, Llc

28202 Cabot Rd Suite 300, Laguna Niguel, CA 92677 • United States

Current Registrations

AuthorityCategoryStatusDate
NM RA APPROVED 2026-03-12
DE RA APPROVED 2026-03-11
  • NM RA
    APPROVED
    Since 2026-03-12
  • DE RA
    APPROVED
    Since 2026-03-11

Branch Locations

28202 Cabot Rd Suite 300, Laguna Niguel, CA 92677 • United States

Wilmington, DE • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Securities Llc New York NY 06/2016 06/2019
Hallmark Capital Management Wayne NJ 06/2019 07/2023
Valley Wealth Managers, Inc. Paramus NJ 07/2023 08/2025
Mariner Overland Park KS 08/2025 01/2026
Tcfg Investment Advisors, Llc Laguna Niguel CA 03/2026 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-05-20
S63 Uniform Securities Agent State Law Examination 2002-08-21
  • S66 Uniform Combined State Law Examination
    2003-05-20
  • S63 Uniform Securities Agent State Law Examination
    2002-08-21
Designations
Other Names
  • Daniel Charles Hauschild
  • Dan Hauschild
  • Daniel Charles Hauschild
  • Daniel C Hauschild

View on SEC IAPD

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Other Offices

EHRLICH FINANCIAL GROUP · LAGUNA NIGUEL, CA
SENTIENT FINANCIAL, LLC · LAGUNA NIGUEL, CA
LPL FINANCIAL LLC · LAGUNA NIGUEL, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LAGUNA NIGUEL, CA
MORGAN STANLEY · Laguna Niguel, CA
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